Bloomsbury’s SEBI Manual 2019 (3 Vols) at Meripustak

Bloomsbury’s SEBI Manual 2019 (3 Vols) by Bloomsbury’s, Bloomsbury India

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  • General Information  
    Author(s)Bloomsbury’s
    PublisherBloomsbury India
    Edition2019 Edition (set of 2 volumes)
    ISBN9789389391299
    Pages4274
    BindingPaperback
    LanguageEnglish
    Publish YearSeptember 2019

    Description

    Bloomsbury India Bloomsbury’s SEBI Manual 2019 (3 Vols) by Bloomsbury’s

    Volume 1

    Covering:

    Referencer

    1.       Bird's Eye view of SEBI Laws

    2.       List of Regulations

    3.       List of Rules

    4        List of Circulars

    5.       List of Notifications

    6.       List of Master Circulars

    Division I - Acts & Allied Laws

    1.       Securities and Exchange Board of India (SEBI) Act, 1992

    2.       Securities Contracts (Regulation) Act, 1956

    3.       Securities Contracts (Regulation) Rules, 1957

    4.       Depositories Act, 1996

    Division II - Part I – Regulations under Securities Exchange Board of India Act, 1992

    1.       SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018

    2.       SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

    3.       SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011

    4.       SEBI (Buy-Back of Securities) Regulations, 2018

    5.       SEBI (Delisting of Equity Shares) Regulations, 2009

    6.       SEBI (Issue of Sweat Equity) Regulations, 2002

    7.       SEBI (Issue &Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013

    8.       SEBI (Issue and Listing of Securitised Debt Instruments and Receipts) Regulations, 2008

    9.       SEBI (Share Based Employee Benefits) Regulations, 2014

    10.     SEBI (Prohibition of Insider Trading) Regulations, 2015

    11.     SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003

    12.     SEBI (Settlement Proceedings) Regulations, 2018

    13.     SEBI (Mutual Funds) Regulations, 1996

    14.     SEBI (Alternative Investment Funds) Regulations, 2012

    15.     SEBI (Real Estate Investment Trusts) Regulations, 2014

    16.     SEBI (Infrastructure Investment Trusts) Regulations, 2014

    17.     SEBI (Debenture Trustees) Regulations, 1993

    18.     SEBI (Portfolio Manager) Regulations, 1993

    19.     SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993

    20.     SEBI (Underwriters) Regulations, 1993

    21.     SEBI (Investment Advisers) Regulations, 2013

    Volume 2

    Covering:

    Division II - Part I - Regulations under SEBI Act, 1992

    22.     SEBI (Merchant Bankers) Regulations, 1992

    23.     SEBI (Stock Brokers ) Regulations, 1992

    24.     SEBI (Credit Rating Agencies) Regulations, 1999

    25.     SEBI (Foreign Venture Capital Investors)Regulations, 2000

    26.     SEBI (Intermediaries) Regulations, 2008

    27.     SEBI (Bankers to an Issue)Regulations, 1994

    28.     SEBI (Research Analyst) Regulations, 2014

    29.     SEBI (Foreign Portfolio Investors)Regulations, 2014

    30.     SEBI (Collective Investment Schemes) Regulations, 1999

    31.     SEBI (Custodian) Regulations, 1996

    32.     SEBI (Self Regulatory Organizations) Regulations, 2004

    33.     SEBI (Regulatory fee on Stock Exchanges)Regulations, 2006

    34.     SEBI (Investor Protection and Education Fund)Regulations, 2009

    35.     SEBI (Appointment of Administrator & Procedure forRefunding to Investors) Regulations, 2018

    36.     SEBI {KYC (Know Your Client) Registration Agency}Regulations, 2011

    21.     SEBI (Investment Advisers) Regulations, 2013

    37.     SEBI (Procedure for Board Meetings) Regulations, 2001

    38.     SEBI (Issue and Listing of debt securities byMunicipalities) Regulations, 2015

    39.     SEBI (Certification of Associated Persons in theSecurities Markets) Regulations, 2007

    40.     SEBI (Central Database of Market Participants)Regulations, 2003

    41.     SEBI (Ombudsman) Regulations, 2003

    42.     SEBI (Procedure for Search and Seizure) repealRegulations, 2015

    43.     SEBI (Employees' Service) Regulation, 2001

    Part II - Regulations under Securities Contracts(Regulation) Act, 1956

    44.     Securities Contracts (Regulation) (Stock Exchange &Clearing Corporations) Regulations, 2018

    45.     Securities Contracts (Regulation) (Manner of Increasingand Maintaining Public Shareholding in RecognisedStock Exchanges), Regulations, 2006

    Part III - Regulations under Depositories Act, 1996

    46.     SEBI (Depositories and Participants) Regulations, 2018

    Division III – Rules

    1.       SEBI (Annual Report) Rules, 1994

    2.       SEBI (Appeal to Central Government) Rules, 1993

    3.       SEBI (Form of Annual Statement of Accounts and Records) Rules, 1994

    4.       SEBI (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995

    5.       SEBI (Terms and Conditions of Service of Chairman and Members) Rules, 1992

    6.       Securities Contracts (Reference to the CLB) Rules, 1986

    7.       Securities Contracts (Regulation) (Appeal to Securities Appellate Tribunal) Rules, 2000

    8.       Securities Contracts (Regulation) (Procedure for Holding Inquiry and Imposing Penalties) Rules

    9.       Depositories (Appeal to Securities Appellate Tribunal) Rules, 2000

    10.     Depositories (Appeal to the Central Government) Rules, 1998

    11.     Depositories (Procedure for Holding Inquiry and Imposing Penalties) Rules, 2005

    12.     Companies (Prospectus and Allotment of Securities) Rules, 2014

    13.     Companies(Share Capital and Debentures) Rules, 2014

    14.     Securities Appellate Tribunal (Procedure) Rules, 2000

    15.     Securities Appellate Tribunal (Salaries and Allowances and other conditions of Service of the Officers and Employees) Rules, 1997

    16.     Securities Appellate Tribunal (Salaries, Allowances and other Terms and Conditions of Presiding Officer and other Members) Rules, 2003

    17.     Tribunal, Appellate Tribunal and Other Authorities (Qualifications Experience and other Conditions of Service of Members) Rules,

    18.     Finance Act, 2017 - Condition of service of Chairperson and members of Tribunals, Appellate Tribunals and other authorities

    Division IV – Circulars – (Year 2014 to 2016)

    Volume 3

    Covering:

    Division IV - Circulars (Year 2017 to 2019)

    Division V - Master Circulars

    1.       Master Circular on matters relating to Exchange Traded Derivatives

    2.       Master Circular on Depositories

    3.       Master Circular on Stock Exchange and Clearing Corporation

    4.       Master Circular for Commodity Derivatives Market

    5.       Master Circular on Mutual Funds

    6.       Master Circular on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT)/Obligations ofSecurities Market Intermediaries

    7.       Master Circular on Stock Brokers

    8.       Master Circular on Underwriters registered with SEBI

    9.       Master Circular on Credit Rating Agencies

    10.     Master Circular on Debenture Trustees

    Division VI - Others

    1.       Notifications under Regulation 3 of the SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007

    2.       Notifications issued under Section 26A of the SEBI Act, 1992

    3.       Notification issued under Section 15L of the SEBI Act, 1992

    4.       Notified common application form for purpose of registration, opening of Bank & DEMAT Accounts and application for PAN byForeign Portfolio Investors in India

    5.       Depository Scheme, 2014

    6.       Issue of Foreign Currency Convertible Bonds and Ordinary Shares (through Depository Receipt Mechanism) Scheme, 1993Issue of Foreign Currency Exchangeable Bonds Scheme, 2008

    7.       Companies (Issue of Global Depository Receipts) Rules, 2014

    8.       The Forward Contracts (Regulation) Act, 1952

    9.       Forward Contracts (Regulation) Rules, 1954

    10.     Securities Transaction Tax (Chapter VII of the Finance (No. 2) Act, 2004)

    11.     Securities Transaction Tax Rules, 2004

    12.     Securities Transaction Tax – RBI Circulars-Reporting of OTC trades in Corporate Bonds on Trade Reporting Platforms of StockExchanges

    13.     SEBI (Informal Guidance) Scheme, 2003

    14.     SEBI (Interest Liability Regularisation) Scheme, 2004

    15.     Applications Supported by Blocked Amount (ASBA)

    16.     Offer Documents- SEBI (Framework for Rejection of Draft Offer Documents) Order, 2012

    17.     SEBI (Issuing Observations on Draft Offer Documents Pending Regulatory Actions) Order, 2006

    18.     How to get registered as a Research Analyst and instructions for filling in Form A

    19.     Irregularities/deficiencies in books of accounts of members

    20.     Code on Conflict of Interests for Members of Board