Description
Bloomsbury India Bloomsbury’S Sebi Manual 2019 (3 Vols) by Bloomsbury’s
Volume 1
Covering:
Referencer
1. Bird's Eye view of SEBI Laws
2. List of Regulations
3. List of Rules
4 List of Circulars
5. List of Notifications
6. List of Master Circulars
Division I - Acts & Allied Laws
1. Securities and Exchange Board of India
(SEBI) Act, 1992
2. Securities Contracts (Regulation) Act,
1956
3. Securities Contracts (Regulation) Rules,
1957
4. Depositories Act, 1996
Division II - Part I – Regulations under
Securities Exchange Board of India Act, 1992
1. SEBI (Issue of Capital and Disclosure
Requirements) Regulations, 2018
2. SEBI (Listing Obligations and Disclosure
Requirements) Regulations, 2015
3. SEBI (Substantial Acquisition of Shares
and Takeover) Regulations, 2011
4. SEBI (Buy-Back of Securities)
Regulations, 2018
5. SEBI (Delisting of Equity Shares)
Regulations, 2009
6. SEBI (Issue of Sweat Equity) Regulations,
2002
7. SEBI (Issue &Listing of
Non-Convertible Redeemable Preference Shares) Regulations, 2013
8. SEBI (Issue and Listing of Securitised
Debt Instruments and Receipts) Regulations, 2008
9. SEBI (Share Based Employee Benefits)
Regulations, 2014
10. SEBI (Prohibition of Insider Trading)
Regulations, 2015
11. SEBI (Prohibition of Fraudulent and Unfair
Trade Practices Relating to Securities Market) Regulations, 2003
12. SEBI (Settlement Proceedings) Regulations,
2018
13. SEBI (Mutual Funds) Regulations, 1996
14. SEBI (Alternative Investment Funds)
Regulations, 2012
15. SEBI (Real Estate Investment Trusts)
Regulations, 2014
16. SEBI (Infrastructure Investment Trusts)
Regulations, 2014
17. SEBI (Debenture Trustees) Regulations, 1993
18. SEBI (Portfolio Manager) Regulations, 1993
19. SEBI (Registrars to an Issue and Share
Transfer Agents) Regulations, 1993
20. SEBI (Underwriters) Regulations, 1993
21. SEBI (Investment Advisers) Regulations,
2013
Volume 2
Covering:
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Division II - Part I -
Regulations under SEBI Act, 1992
22. SEBI (Merchant Bankers) Regulations, 1992
23. SEBI (Stock Brokers ) Regulations, 1992
24. SEBI (Credit Rating Agencies)
Regulations, 1999
25. SEBI (Foreign Venture Capital
Investors)Regulations, 2000
26. SEBI (Intermediaries) Regulations, 2008
27. SEBI (Bankers to an Issue)Regulations,
1994
28. SEBI (Research Analyst) Regulations, 2014
29. SEBI (Foreign Portfolio
Investors)Regulations, 2014
30. SEBI (Collective Investment Schemes)
Regulations, 1999
31. SEBI (Custodian) Regulations, 1996
32. SEBI (Self Regulatory Organizations)
Regulations, 2004
33. SEBI (Regulatory fee on Stock
Exchanges)Regulations, 2006
34. SEBI (Investor Protection and Education
Fund)Regulations, 2009
35. SEBI (Appointment of Administrator &
Procedure forRefunding to Investors) Regulations, 2018
36. SEBI {KYC (Know Your Client) Registration
Agency}Regulations, 2011
21. SEBI (Investment Advisers) Regulations,
2013
37. SEBI (Procedure for Board Meetings)
Regulations, 2001
38. SEBI (Issue and Listing of debt
securities byMunicipalities) Regulations, 2015
39. SEBI (Certification of Associated Persons
in theSecurities Markets) Regulations, 2007
40. SEBI (Central Database of Market
Participants)Regulations, 2003
41. SEBI (Ombudsman) Regulations, 2003
42. SEBI (Procedure for Search and Seizure)
repealRegulations, 2015
43. SEBI (Employees' Service) Regulation,
2001
Part II - Regulations
under Securities Contracts(Regulation) Act, 1956
44. Securities Contracts (Regulation) (Stock
Exchange &Clearing Corporations) Regulations, 2018
45. Securities Contracts (Regulation) (Manner
of Increasingand Maintaining Public Shareholding in RecognisedStock
Exchanges), Regulations, 2006
|
Part III - Regulations
under Depositories Act, 1996
46. SEBI (Depositories and Participants)
Regulations, 2018
Division III – Rules
1. SEBI (Annual Report) Rules, 1994
2. SEBI (Appeal to Central Government)
Rules, 1993
3. SEBI (Form of Annual Statement of
Accounts and Records) Rules, 1994
4. SEBI (Procedure for Holding Inquiry and
Imposing Penalties) Rules, 1995
5. SEBI (Terms and Conditions of Service
of Chairman and Members) Rules, 1992
6. Securities Contracts (Reference to the
CLB) Rules, 1986
7. Securities Contracts (Regulation)
(Appeal to Securities Appellate Tribunal) Rules, 2000
8. Securities Contracts (Regulation)
(Procedure for Holding Inquiry and Imposing Penalties) Rules
9. Depositories (Appeal to Securities
Appellate Tribunal) Rules, 2000
10. Depositories (Appeal to the Central
Government) Rules, 1998
11. Depositories (Procedure for Holding
Inquiry and Imposing Penalties) Rules, 2005
12. Companies (Prospectus and Allotment of
Securities) Rules, 2014
13. Companies(Share Capital and Debentures)
Rules, 2014
14. Securities Appellate Tribunal (Procedure)
Rules, 2000
15. Securities Appellate Tribunal (Salaries
and Allowances and other conditions of Service of the Officers and Employees)
Rules, 1997
16. Securities Appellate Tribunal (Salaries,
Allowances and other Terms and Conditions of Presiding Officer and other
Members) Rules, 2003
17. Tribunal, Appellate Tribunal and Other
Authorities (Qualifications Experience and other Conditions of Service of
Members) Rules,
18. Finance Act, 2017 - Condition of service
of Chairperson and members of Tribunals, Appellate Tribunals and other
authorities
Division IV – Circulars
– (Year 2014 to 2016)
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Volume 3
Covering:
Division IV - Circulars
(Year 2017 to 2019)
Division V - Master
Circulars
1. Master Circular on matters relating to
Exchange Traded Derivatives
2. Master Circular on Depositories
3. Master Circular on Stock Exchange and
Clearing Corporation
4. Master Circular for Commodity Derivatives
Market
5. Master Circular on Mutual Funds
6. Master Circular on Anti-Money Laundering
(AML) Standards and Combating the Financing of Terrorism (CFT)/Obligations
ofSecurities Market Intermediaries
7. Master Circular on Stock Brokers
8. Master Circular on Underwriters
registered with SEBI
9. Master Circular on Credit Rating Agencies
10. Master Circular on Debenture Trustees
Division VI - Others
1. Notifications under Regulation 3 of the
SEBI (Certification of Associated Persons in the Securities Markets)
Regulations, 2007
2. Notifications issued under Section 26A of
the SEBI Act, 1992
3. Notification issued under Section 15L of
the SEBI Act, 1992
4. Notified common application form for
purpose of registration, opening of Bank & DEMAT Accounts and application
for PAN byForeign Portfolio Investors in India
5. Depository Scheme, 2014
6. Issue of Foreign Currency Convertible
Bonds and Ordinary Shares (through Depository Receipt Mechanism) Scheme,
1993Issue of Foreign Currency Exchangeable Bonds Scheme, 2008
7. Companies (Issue of Global Depository
Receipts) Rules, 2014
8. The Forward Contracts (Regulation) Act,
1952
9. Forward Contracts (Regulation) Rules,
1954
10. Securities Transaction Tax (Chapter VII of
the Finance (No. 2) Act, 2004)
11. Securities Transaction Tax Rules, 2004
12. Securities Transaction Tax – RBI
Circulars-Reporting of OTC trades in Corporate Bonds on Trade Reporting
Platforms of StockExchanges
13. SEBI (Informal Guidance) Scheme, 2003
14. SEBI (Interest Liability Regularisation)
Scheme, 2004
15. Applications Supported by Blocked Amount
(ASBA)
16. Offer Documents- SEBI (Framework for
Rejection of Draft Offer Documents) Order, 2012
17. SEBI (Issuing Observations on Draft Offer
Documents Pending Regulatory Actions) Order, 2006
18. How to get registered as a Research Analyst
and instructions for filling in Form A
19. Irregularities/deficiencies in books of
accounts of members
20. Code on Conflict of Interests for Members
of Board