Description
Bloomsbury India Bloomsburys Sebi Manual 2021 by Bloomsbury
Highlights
● Ready Referencer including:
- Topic wise listing with related Regulations, Circulars & Master Circulars.
- List of Regulations, Rules, Circulars, Master Circulars & Notifications.
● Complete coverage of SEBI Laws including Acts, Rules & Regulations.
● Covers circulars for the years 2018, 2019 and 2020.
● All applicable Master Circulars, Circulars of the period 1992 till 2017 & other important content available at online link http://bit.ly/SEBImanual.
● Book structured to locate relevant information easily.
Amendments
● Includes SEBI (Portfolio Managers) Regulations, 2020 suppressing SEBI (Portfolio Manager) Regulations, 1993.
● All the SEBI Regulations are updated till 3 January 2021.
● SEBI (Regulatory Sandbox) (Amendment) Regulations, 2020 incorporated within relevant Regulations.
● Important COVID-19 notifications are included in this book.
Covering:
Volume 1
Referencer-
1. Bird's Eye view of SEBI Laws
2. List of Regulations
3. List of Rules
4. List of Circulars
5. List of Master Circulars
6. List of Notifications
Division I - Acts & Allied Laws
1. Securities and Exchange Board of India (SEBI) Act, 1992
2. Securities Contracts (Regulation) Act, 1956
3. Securities Contracts (Regulation) Rules, 1957
4. Depositories Act, 1996
Division II - Part I – Regulations under Securities Exchange Board of India Act, 1992
1. SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
2. SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
3. SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011
4. SEBI (Buy-Back of Securities) Regulations, 2018
5. SEBI (Delisting of Equity Shares) Regulations, 2009
6. SEBI (Issue of Sweat Equity) Regulations, 2002
7. SEBI (Issue & Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013
8. SEBI (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008
8A. SEBI (Issue and Listing of Debt Securities) Regulations, 2008
9. SEBI (Share Based Employee Benefits) Regulations, 2014
10. SEBI (Prohibition of Insider Trading) Regulations, 2015
11. SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003
12. SEBI (Settlement Proceedings) Regulations, 2018
13. SEBI (Mutual Funds) Regulations, 1996
14. SEBI (Alternative Investment Funds) Regulations, 2012
15. SEBI (Real Estate Investment Trusts) Regulations, 2014
16. SEBI (Infrastructure investment Trusts) Regulations, 2014
17. SEBI (Debenture Trustees) Regulations, 1993
18. SEBI (Portfolio Manager) Regulations, 1993
18A. SEBI (Portfolio Manager) Regulations, 2020
Volume 2
Division II - Part I - Regulations under Securities Exchange Board of India Act, 1992
19. SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
20. SEBI (Underwriters) Regulations, 1993
21. SEBI (Investment Advisers) Regulations, 2013
22. SEBI (Merchant Bankers) Regulations, 1992
23. SEBI (Stock Brokers ) Regulations, 1992
24. SEBI (Credit Rating Agencies) Regulations, 1999
25. SEBI (Foreign Venture Capital Investors) Regulations, 2000
26. SEBI (Intermediaries) Regulations, 2008
27. SEBI (Bankers to an Issue)Regulations, 1994
28. SEBI (Research Analyst) Regulations, 2019
29. SEBI (Foreign Portfolio Investors)Regulations, 2014
30. SEBI (Collective Investment Schemes) Regulations, 1999
31. SEBI (Custodian) Regulations, 1996
32. SEBI (Self Regulatory Organizations) Regulations, 2004
33. SEBI (Regulatory fee on Stock Exchanges) Regulations, 2006
34. SEBI (Investor Protection and Education Fund) Regulations, 2009
35. SEBI (Appointment of Administrator & Procedure for Refunding to Investors) Regulations, 2018
36. SEBI {KYC (Know Your Client) Registration Agency} Regulations, 2011
37. SEBI (Procedure for Board Meetings) Regulations, 2001
38. SEBI (Issue and Listing of debt securities by Municipalities) Regulations, 2015
39. SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007
40. SEBI (Central Database of Market Participants) Regulations, 2003
41. SEBI (Ombudsman) Regulations, 2003
42. SEBI (Procedure for Search and Seizure) repeal Regulations, 2015
43. SEBI (Employees’ Service) Regulation, 2001
Part II - Regulations under Securities Contracts (Regulation) Act, 1956
44. Securities Contracts (Regulation) (Stock Exchange & Clearing Corporations) Regulations, 2018
45. Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges), Regulations, 2006
Part III - Regulations under Depositories Act, 1996
46. SEBI(Depositories and Participants) Regulations, 2018
Division III – Rules
1. SEBI(Annual Report) Rules, 1994
2. SEBI(Appeal to Central Government) Rules, 1993
3. SEBI(Form of Annual Statement of Accounts and Records) Rules, 1994
4. SEBI (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995
5. SEBI(Terms and Conditions of Service of Chairman and Members) Rules, 1992
6. Securities Contracts (Reference to the CLB)Rules, 1986
7. Securities Contracts (Regulation) (Appeal to Securities Appellate Tribunal) Rules, 2000
8. Securities Contracts (Regulation) (Procedure for Holding Inquiry and Imposing Penalties) Rules
9. Depositories (Appeal to Securities Appellate Tribunal) Rules, 2000
10. Depositories (Appeal to the Central Government) Rules, 1998
11. Depositories (Procedure for Holding Inquiry and Imposing Penalties) Rules, 2005
12. Companies(Prospectus and Allotment of Securities) Rules, 2014
13. Companies(Share Capital and Debentures) Rules, 2014
14. Securities Appellate Tribunal Securities Appellate Tribunal (Procedure) Rules, 2000
15. Securities Appellate Tribunal (Salaries and Allowances and other Conditions of Service of the Officers and Employees) Rules, 1997
16. Securities Appellate Tribunal (Salaries, Allowances and other Terms and Conditions of Presiding Officer and other Members) Rules, 2003
17. Finance Act, 2017 - Condition of service of Chairperson and members of Tribunals, Appellate Tribunals and other authorities
18. Tribunal, Appellate Tribunal and Other Authorities (Qualifications, Experience and other Conditions of Service of Members) Rules, 2017
Division IV – Circulars – (2018 to 2020)
Division V – Others - Important COVID 19 Notifications & SEBI (Informal Guidance Scheme, 2003