Description
Bloomsbury Publishing PLC Conduct and Accountability in Financial Services: A Practical Guide by Stacey English Susannah Hammond
Are you prepared for the implementation of the Senior Managers and Certification Regime across financial services firms and the related regulatory scrutiny on conduct and accountability?This new title provides comprehensive and expert guidance on how best to implement and comply with the Senior Managers and Certification Regime. In addition acting as a guide to rule book requirements and regulatory expectations it provides an in-depth look at the implications of the global focus on culture and conduct risk.This new title is on the syllabus reading list for the Regulation and Compliance exam offered by the Chartered Institute of Securities and Investments and LL.M in Financial Regulation and Compliance at BPP University Law School London.