Description
Bloomsbury Publishing PLC Eversheds Sutherland: The Employment Practitioner’s Guide to Financial Institutions: Key Aspects of the Regulatory Framework by Edited by Paul Fontes Edited by Elizabeth Graves Edited by Susan Mayne
Provides expert guidance on the complexity of the regulations affecting all aspects of the employment life cycle from recruitment to departure within the financial services and insurance sectors. Covers the full roll-out of the Senior Managers and Certification Regime to nearly all financial services firms in December 2019 (December 2018 for insurers). The complexity of the rules and the difficulty for practitioners in finding resources to help them understand the reach and detail of the new regime has led to much confusion and uncertainty. It sets out problems that arise in practice and how to tackle them and links to source materials along with Appendices setting out relevant sections from the FCA Handbook and other source material. It explains the regime with practical analysis of the issues raised and how the changes should be implemented.