Description
Taxmann Publications Investment Adviser (Level 1) Edition March 2021 by NISM
This book aims to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.
This book covers all important topics to enhance the quality of investment advisory and related services in the financial services industry. It covers topics related to the following:
Basics of investment advisory
Steps in the advisory process
Making and implementation of financial plan
Evaluation of different products
This book teaches financial planning as an approach to investing, insurance, retirement planning and an aid for advisers to develop long-term relationships with their clients. This book also discusses the concept of Income tax, legalities of Estate planning in personal finance, and regulatory aspects underlying advisory.
The Present Publication is the November 2020 workbook version, published exclusively by Taxmann for NISM Certification Examination X-A | Investment Adviser (Level 1), with the following contents:
Introduction to Indian Financial Markets
Securities Market Segments
Mutual Funds
Investment Products
Measuring Investment Returns
Concept of Financial Planning
Asset Allocation and Investment Strategies
Insurance Planning
Retirement Planning
Tax and Estate Planning
Regulatory Environment and Ethical Issues
About NISM
The National Institute of Securities Markets (NISM) is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. he institute carries out a wide range of capacity building activities at various levels aimed at enhancing the quality standards in securities markets. The institute’s six schools of excellence work in synergy towards professionalized securities markets.
The Six Schools of Excellence:
School for Securities Education (SSE)
School for Certification of Intermediaries (SCI)
School for Regulatory Studies and Supervision (SRSS)
School for Investor Education and Financial Literacy (SIEFL)
School for Corporate Governance (SCG)
School for Securities Information and Research (SSIR)