Description
Taxmann Publications Issuers Compliance by NATIONAL INSTITUTE OF SECURITIES MARKETS | AN EDUCATIONAL INITIATIVE OF SEBI
This book seeks to create a common minimum knowledge benchmark for Compliance Officers of listed companies and companies proposed to be listed on the stock exchanges.This book aims to enhance the knowledge of these Compliance Officers ensuring continuous updation.The Present Publication is the March 2022 workbook version, published exclusively by Taxmann for NISM Certification Examination III-B [Issuers Compliance], with the following noteworthy features:[Know] the following:Role and responsibilities of a Compliance officer of a listed companyLaws and regulations that need to be adhered to by a public company for issues, corporate actions, and day-to-day compliance requirementsVarious penalties for non-compliance with regulations and requirements as specified in various Regulations[Understand] the various avenues for raising funds from the Indian and global markets and the various compliance requirements for the sameCoverage of this book includes:Introduction to the Indian Capital MarketCapital Market RegulationsCompliance OfficerRaising Capital from the MarketRole of Compliance Officer in a Public IssueRole of Compliance Officer in Other IssuesRaising Money from Foreign MarketCorporate ActionsOngoing Compliance RequirementsEthical Practices by Compliance OfficersPenalties