Description
Taxmann Publications Merchant Banking Edition March 2021 by NISM
This book aims to create a common minimum knowledge benchmark for employees working with SEBI registered Merchant Bankers and performing various SEBI regulated functions such as those relating to IPO, FPO, Open offer, Buy-back, Delisting, etc. and are involved in, or deal with any of the following:
The investors, issuers or clients of intermediaries
Assets or funds of investors or clients
Redressal of investor grievances
Internal control or risk management
Activities having a bearing on operational risk
Maintain books and records pertaining to above activities
This book ensures basic understanding of various aspects of capital market function, the process involved in various function of registered Merchant Bankers, and the regulatory environment in which it operates. This book will be immensely useful to all those who want to learn about the various functional aspects of Merchant Bankers.
The Present Publication is the November 2020 workbook version, published exclusively by Taxmann for NISM Certification Examination IX [Merchant Banking], with the following noteworthy features:
Know the basics of the Merchant Banking in India
Understand the functioning of Merchant Bankers related to Issue Management Process, Substantial Acquisition of Equity Shares, Buyback of Equity Shares and Delisting of Shares
Know the regulatory environment in which the Merchant Banker operates in India
Coverage of this book includes:
Introduction to Capital Markets
Introduction to the Merchant Banking
Registration, Code of Conduct & General Obligations of Merchant Bankers in India
Issue Management – Important Terms
Issue Management – Process and Underwriting
Issue Management – General Obligations of Merchant Bankers and Due Diligence
Other Merchant Banking Activities – Mergers, Acquisitions & Takeovers
Other Merchant Banking Activities – Disinvestment, Buyback of Equity Shares
About the author
National Institute of Securities Markets | An Educational Initiative of SEBI
NISM is a leading provider of high-end professional education, certifications, training and research in financial markets. NISM Certification programs aim to enhance the quality and standards of professionals employees in various segments of financial services sector. NISM’s School of Certification of Intermediaries (SCI) develops and conducts certification examinations and Continuous Professional Education (CPE) programs that aim to ensure that professional meet the defined minimum common knowledge benchmark for various critical market functions like:
Mutual Funds
Equities
Derivatives
Securities Operations
Compliance
Research Analysis
Investment Advice
These Certifications and CPE Programs are being developed and administered by NISM as mandated under ‘Securities and Exchange Board of India (Certification of Associated Persons in the Securities Market) Regulations, 2007’. The Certifications creates quality market professionals and catalyzes greater investor participating in the markets. Certifications also provides structured career paths to students and job aspirants in the securities market.