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AJ Publications Secretarial Audit Compliance Management and Due Diligence for Dec 2021 Exams by Anoop Jain
PART-ACOMPLIANCE MANAGEMENT1 COMPLIANCE MANAGEMENT2 COMPLIANCE FRAMEWORK3 COMPLIANCE BY VARIOUS TYPE OF COMPANIES4 LIMITED LIABILITIES PARTNERSHIP5 REGISTER AND RETURNS6 SEGMENT WISE ROLE OF COMPANY SECRETARIES7 DOCUMENTATION AND MAINTENANCE OF RECORDS8 SEARCH AND STATUS REPORT9 SIGNING AND CERTIFICATION10 KNOW YOUR CUSTOMERSPART-BSECRETARIAL AUDIT AND DUE DILIGENCE11 BOARD MEETINGS12 LOAN TO DIRECTORS AND RPT13 KMP APPOINTMENT AND REMUNERATION14 ACCOUNT OF COMPANY15 SECRETARIAL STANDARDS16 INTRODUCTION OF AUDIT17 SECRETARIAL AUDIT18 INTERNAL AUDIT AND PERFORMANCE AUDIT19 STATUTORY AND COST AUDIT20 CORPORATE GOVERNANCE AUDIT21 CORPORATE SOCIAL RESPONSIBILITY (CSR) AUDIT22 INSIDER TRADING AUDIT23 OTHER AUDIT24 AUDIT ENGAGEMENT25 AUDIT PRINCIPLES AND TECHNIQUES26 AUDIT PROCESS AND DOCUMENTATION27 FORMING AN OPINION AND REPORTING28 SECRETARIAL AUDIT FRAUD DETECTION AND REPORTING29 QUALITY REVIEW30 VALUES ETHICS AND PROFESSIONAL CONDUCT31 DUE DILIGENCE AN INTRODUCTION32 LEGAL DUE DILIGENCE33 COMPETITION LAWS AND DUE DILIGENCE34 DUE DILIGENCE FOR BANKS35 IMPACT ASSESSMENT OF NON COMPLIANCE’S