Description
Taxmann Publications Investment Adviser Level 1 by NISM
This book aims to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of investment advisers, under SEBI (Investment Advisers) Regulation 2013 and offering investment advisory services. The key features of this book are as follows:
Know the basics of investment advisory, steps in the advisory process, making and implementation of financial plan
Understand how to evaluate different products, their suitability and how the recommendation of the same can impact investment risks, returns and strategies in personal finance environment for investors and prospective investors in the market
Get oriented to the Income tax, and legalities of Estate Planning in personal finance, and regulatory aspects underlying advisory
Get acquainted with financial planning as an approach to investing, insurance, retirement planning and an aid for advisers to develop long-term relationships with their clients
Coverage of this book includes:
o Introduction to Indian Financial Markets
o Securities Market Segments
o Mutual Funds
o Investment Products
o Managing Investment Risk
o Measuring Investment Returns
o Concept of Financial Planning
o Asset Allocation and Investment Strategies
o Insurance Planning
o Retirement Planning
o Tax and Estate Planning
o Regulatory Environment and Ethical Issues.
About NISM
The National Institute of Securities Markets (NISM) is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. he institute carries out a wide range of capacity building activities at various levels aimed at enhancing the quality standards in securities markets. The institute’s six schools of excellence work in synergy towards professionalized securities markets.
The Six Schools of Excellence:
School for Securities Education (SSE)
School for Certification of Intermediaries (SCI)
School for Regulatory Studies and Supervision (SRSS)
School for Investor Education and Financial Literacy (SIEFL)
School for Corporate Governance (SCG)
School for Securities Information and Research (SSIR)