Description
Facet Publishing Managing Records in Global Financial Markets Ensuring Compliance and Mitigating Risk(Paperback) by Edited by Lynn Coleman, Victoria L. Lemieux, Rod Stone, and Geoffrey Yeo
Offers strategies and frameworks to meet the record-keeping challenges to which they give rise in investment banking and other global financial services. This book is divided into four main parts which cover: regulatory and legal compliance, balancing risk and return, litigation-related issues, and record-keeping approaches.